Track Compliance Activity
AML Case Management
Your auditor and AML supervisor expect to see evidence of customer risk profiling and account activity monitoring. This requires a system capable of a work process flow and maintenance of record keeping. In doing so, independent third parties can understand the judgement and determinations made. The AML360 case management register delivers from all corners of regulatory expectation.
If your firm has not yet experienced the benefits of regulatory technology, get in touch with AML360 for a free trial.
Active Cases
The AML Compliance Officer can quickly track open and closed cases.
Priority Date
Set the deadline date, updates or closure requirements.
File Notes
Keep a running record of all actions and determinations made.
Assign
Allocate responsible persons for completing each task.
Filters
Drill down filters are available for ongoing analysis.
Priority
The register displays higher risk status.
