Easy Workflows for PEPs and Sanctions Screening
AML360 provides a best practice workflow for PEPs and Sanctions screening of clients. The register provides three visual displays: (i) screening results, (ii) review register, (iii) monitored register. Notifications to senior management can be sent directly from the platform.
If your firm has not yet experienced the benefits of regulatory technology, get in touch with AML360 for a free trial.
Notifications
When a red flag is detected, your senior manager can be notified by email with a single click. All related PEPs and Sanctions screening data is automatically included.
Workflows
Your PEP and Sanctions screening dashboard has been purposely built for the practical day-to-day work process flow. Set staff permissions from the Manage Users tab.
Recording
Record keeping is often overlooked yet it is a regulatory requirement. Our screening solution simplifies record keeping for all searches, allowing you to meet regulatory expectation.
Case Manage
Your dashboard includes a Review and Monitor Register from where file notes can be entered to confirm action taken. Open and closed files are recorded in charts.
Reliable
To ensure you meet your regulatory obligations, Dow Jones provides one of the most comprehensive data resources for PEPs and Sanctions screening.
Permissions
Set staff permissions from the Manage Users tab. Assign Editing, Admin or Viewing rights to match staff roles across your organisation.
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